Other Services

INSTITUTIONS / CORPORATIONS

401(k) PLAN ADVISING

Intercontinental provides complete 401(k) plan advising to plan sponsors. This includes selecting the plan administrator, managing the investment process, and communicating with management and plan participants. We provide our 401(k) clients with independent advice that is specifically crafted for their unique situations, aiming to create a robust plan that satisfies both sponsor and participants.

NON-PROFITS

Many non-profit organizations are burdened with multi-layered, expensive, fee-laden investment structures. Intercontinental Wealth Advisors, LLC can simplify the structure, acting as investment advisor, crafting investment policy, engaging outside equity managers, monitoring performance and providing other services to manage the endowment, including the fixed income portion of the portfolio.

The result: a much simpler, cost-efficient way for non-profit organizations to manage investments.

INDIVIDUALS AND FAMILIES

Building Wealth

We create a plan to build your portfolio, which includes regular saving and an investment strategy based on your risk tolerance. Investment plans are executed by outside equity managers and our own investment team. Mickey Roth, who led the USAA Investment Management Company for 15 years, leads our income team. Intercontinental’s trading room executes the income strategy.

Retirement

We guide clients to a distribution strategy allowing for lifelong support that retains its purchasing power. Because many international clients approach retirement differently than U.S. residents, we are experienced in accommodating their special concerns and opportunities. John Hennessy brings his special expertise with plan types, investment vehicles, and life insurance plans to create attractive retirement strategies.

Estate Strategies

Working with world-class lawyers and accountants, we advise our clients about transferring assets to heirs, charities, trusts or foundations. Effective strategies are available to facilitate the transfer of wealth, including charitable remainder and charitable lead trusts, family partnerships and private foundations. Our ultimate goal is to properly manage our clients’ wealth today, including a thoughtful plan to transfer that wealth in the future.