We look forward to many more years of success, which we define as helping our clients reach their financial goals.
Privacy Statement
The following describes how Intercontinental Asset Management Group, Ltd., and Intercontinental Wealth Advisors, LLC, handles your personal information and what steps we take to protect your privacy. We do not use your personal information for marketing purposes nor do we sell our client list.
Who we are: Intercontinental Asset Management Group, Ltd., and Intercontinental Wealth Advisors, LLC structure long-term growth portfolios with capital preservation as a fundamental concept. Intercontinental Asset Management Group, Ltd. and Intercontinental Wealth Advisors, LLC's representatives handle a wide range of securities, including bonds, stocks, mutual funds, derivatives and futures. Also available are cash management accounts and debit card facilities.
Accessing Information: Access to customer information is authorized for Intercontinental Asset Management Group, Ltd. and Intercontinental Wealth Advisors, LLC representatives for business purposes only. It is based on our need to know such information to assist in providing products or services to you.
Collecting Information to Conduct Business: Intercontinental Asset Management Group, Ltd. and Intercontinental Wealth Advisors, LLC collects information about you to help your representative serve your financial needs, provide customer service, offer new products or services, and fulfill legal and regulatory requirements. The type of information collected may include but is not limited to:
• Information included on your application and related forms (such as name, address, social security number, assets, and income, if any of these items have changed please contact your representative so that your records can be updated)
• Information about your relationships (such as investment needs, products or services purchased, account balances and payment history)
Security Standards: Intercontinental Asset Management Group Ltd. and Intercontinental Wealth Advisors, LLC continues to assess new technology to evaluate its ability to provide additional protection of your personal information.
We safeguard this information in accordance with federal standards and established standards and procedures. Measures we take in this regard include implementation of physical, electronic and procedural safeguards.
Sharing information: In the course of conducting business, we may disclose some or all of the previously described information about you to non-affiliated third parties, as allowed by law, for the purpose of:
• Providing customer service or account maintenance through Pershing LLC
• In response to a subpoena, to prevent fraud or to comply with an inquiry by a
government agency or regulator, and
• To perform services for us or on our behalf to develop or maintain software
• California residents can opt-out of having their information used for purposes not directly related to our site / services by writing to:
Intercontinental Companies
Attn: Compliance
300 Convent St. Ste. 1350
San Antonio, Texas 78205
Form ADV, Part II
For those clients of Intercontinental Wealth Advisors, LLC, you have the right to obtain Form ADV, Part II on an annual basis. Please contact your representative should you want to receive Form ADV, Part II.
