We look forward to many more years of success, which we define as helping our clients reach their financial goals.
Order Routing Practices
Disclosure of Order Routing Practices, SEC Rule 11Ac1-6
The SEC has adopted rules to improve public disclosure of order routing practices. Under Rule 11Ac1-6, broker-dealers that route customer orders in equity and options securities will make available to the public the market centers to which customer orders were routed for execution. Our clearing firm, Pershing LLC ("Pershing") has provided the data concerning the routing of order flow ("The Data") on this website: www.orderroutingdisclosure.com. Although Pershing has used commercially reasonable efforts to provide accurate data, "The Data" is provided to you on an as is basis. Intercontinental Asset Management Group, Ltd. does not receive compensation for directing order flow.
If you would like to view this information, you will need to enter our broker-dealer name (as shown below) when you access the website:
Intercontinental Asset Mgmt
